DUANE
A. SAUNDERS,
Plaintiff
v.
BALTIMORE
COUNTY,
MARYLAND,
Defendant
JFM-01-CV-1291
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
163
F. Supp. 2d 564
2001
U.S. Dist. LEXIS 14576
September
18, 2001, Decided
J. Frederick Motz,
United States District Judge [*566]
MEMORANDUM
Plaintiff Duane A. Saunders, a corrections officer who suffers from
asthma, has brought an action under the Americans with Disabilities Act of 1990
("ADA," or "the Act"), 42 U.S.C. § 12101 et seq., alleging
discrimination based upon disability. The defendant is Saunders' employer,
Baltimore County, Maryland. The defendant has moved to dismiss for failure to
state a claim under Fed. R. Civ. P. 12(b)(6). For the reasons stated below, the
motion will be granted.
I.
Saunders has worked as a
corrections officer for Baltimore County since September 1998. He alleges that
he is assigned to work in a dirty, dry, and unventilated area of the Baltimore
County Detention Center, that he suffered an asthma attack so severe it
required hospitalization, and that his superiors have refused his requests for
an accommodation of his disability, thus discriminating against him.
Saunders was diagnosed with
asthma at birth and has been continuously medicated for it. His current
treatment includes daily medication, twice-weekly asthma shots, and use of an
inhaler. On July 31, 1999, Saunders suffered an asthma attack and was
hospitalized. Upon his return to work, on or about August 1, 1999, Saunders
asked to be reassigned to a better ventilated area of the detention center. His
request was denied. On December 10, 1999, Saunders met with the warden of the
detention center, presented a doctor's letter, and repeated his request for an
accommodation. Again, his request was denied.
On June 28, 2000, the district
director of the U.S. Equal Employment Opportunity Commission ("EEOC")
made a determination that Saunders had been discriminated against under the
ADA. {Fn. 1} Plaintiff brought [*567] suit {Fn.2} on May 1, 2001, alleging a
single count of discrimination based on disability in violation of the ADA.
II.
A.
The
ADA prohibits discrimination by employers who are covered by the Act against
qualified individuals with disabilities. 42 U.S.C. § 12112(a). Discrimination
can take a variety of forms under the statute, including failure to make
"reasonable accommodations to the known physical or mental limitations of
an otherwise qualified individual with a disability" who is an applicant
or employee, unless the employer proves such an accommodation would represent
an undue hardship. 42 U.S.C. § 12112
(b)(5)(A). The statute defines a qualified individual as "an individual
with a disability who, with or without reasonable accommodation, can perform
the essential functions of the employment position that such individual holds
or desires." 42 U.S.C. § 12111(8). The Act defines a
"disability" to include: "(A) a physical or mental impairment
that substantially limits one or more of the major life activities of such
individual; (B) a record of such an impairment; or (C) being regarded as having
such an impairment." 42 U.S.C. § 12102(2).
To establish a prima facie case
under the ADA, a plaintiff must prove as a threshold matter that he is disabled
under the Act. See, e.g., Rhoads v. Fed. Deposit Ins. Corp., 257 F.3d
373, 387 (4th Cir. 2001) (requiring showing of disability in failure to
accommodate and unlawful termination case under the ADA, brought by plaintiff
who suffered from asthma and migraine headaches). {Fn. 3} That is the central
issue in this motion. It is at this threshold level of the inquiry that the
Plaintiff's complaint fails to state a claim upon which relief can be granted.
The Plaintiff does not demonstrate either that he is actually disabled under the
ADA, or that his employer, Baltimore County, regards him as disabled. The two
arguments are considered in turn below. {Fn. 4}
B.
First, Saunders fails to
demonstrate that he is actually disabled under 42 U.S.C. § 12102(2)(A) of the
Act. Even assuming Saunders has a physical impairment that remains partially
uncorrected and thus disabling, he has failed to allege that his impairment has
substantially limited his pursuit of a major life activity. [*568]
In Sutton v. United
Air Lines, Inc., 527 U.S. 471, 144 L. Ed. 2d 450, 119 S. Ct. 2139 (1999),
the Supreme Court, referring to EEOC regulations, identified three components
of disability under the Act. They are: "(1) 'physical or mental
impairment,' (2) 'substantially limits,' and (3) 'major life activities.'"
Id. at 479 (quoting 29 C.F.R. § 1630.2(h) - (j) (1998)). The Court held that
the ADA requires that a plaintiff's condition be assessed with consideration of
how it has been corrected or mitigated, such as through the use of medicines or
adaptive devices. See 527 U.S. at 482. The inquiry is necessarily an
individualized one, Id. at 483; see also Tangires v. Johns Hopkins Hosp., 79 F.
Supp. 2d 587, 594, 595 (D. Md. 2000), aff'd 230 F.3d 1354 (4th Cir. 2000)
(explaining that the requirement of an individualized analysis is
"particularly appropriate in the context of a disability claim based on
asthma").
Accepting the pleaded facts as true and viewing them in the light most
favorable to the Plaintiff, see, e.g., Santiago v. Giant Food, Inc., 2001 U.S.
Dist. LEXIS 1402, 2001 WL 118628, *6 (D. Md. Feb. 5, 2001), it appears that Plaintiff's
asthma may not have been fully corrected or correctable and that he continues
to suffer some physical impairment. Saunders indicates that he is taking
medication for his asthma, receiving regular injections, and using an inhaler,
and that he has been "continuously" on medication since his
diagnosis. Am. Compl. PP 5, 8. Even so, he suffered an asthma attack in July
1999 so severe it required hospitalization. Am. Compl. P 9. The asthma attack
indicates Saunders' asthma has not been corrected so as to render him free of
disability, assuming for purposes of this motion that Saunders was taking all
appropriate medication at the time of the attack. {Fn. 5} Cf. Tangires,
79 F. Supp. 2d at 596 (finding plaintiff whose asthma was correctable but who
refused to take her medication not to
be substantially limited in a major life activity for purposes of the ADA). As
the Court observed in Sutton: "The use of a corrective device does not, by
itself, relieve one's disability. Rather, one has a disability under subsection
(A) if, notwithstanding the use of a corrective device, that individual is
substantially limited in a major life activity." 527 U.S. at 488.
Even assuming the Plaintiff in
this case suffers from a physical impairment that has not been fully corrected,
however, his claim still falls short because he has not alleged any facts
indicating that he has been substantially limited in a major life activity as a
result of his asthma. Two major life activities frequently are implicated in
asthma cases brought under the ADA: breathing and working. See, e.g.,
Mayers v. Washington Adventist Hosp., 131 F. Supp. 2d 743, 749 (D. Md. 2001),
Comber v. Prologue, Inc., 2000 U.S. Dist. LEXIS 16331, *6, 2000 WL 1481300, *4
(D. Md. Sept. 28, 2000). The Fourth Circuit has held that where a plaintiff
claims disability "based on a substantial limitation of a major life
activity other than working, but her condition is aggravated solely by her
workplace environment, her claim must be assessed under our foreclosure test
for a limitation on working." Rhoads, 257 F.3d at 389.
In
this case, Plaintiff does not specifically plead a limitation on a major life
activity in his Amended Complaint. Plaintiff alleges [*569] in his opposition
to this motion that he is substantially limited in the major [*570] life
activity of working, noting that discovery would allow him to "establish
that his condition substantially limited his ability to work." Pl.'s Mot.
in Opp'n at 5. It also is
plausible to conclude for purposes of this motion that Plaintiff pleads a
limitation on his ability to breathe, as he indicates in his complaint that his
asthma, untreated, would be life-threatening. Am. Compl. P 8. Construing
the facts in the manner most favorable to the Plaintiff, and since Plaintiff
does not specifically allege that his asthma is aggravated only by his work
environment, both the major life activities of breathing and working will be
examined in light of Plaintiff's facts.
Both breathing and working are
identified in EEOC regulations as major life activities. 29 C.F.R. § 1630.2(i) (2001). The
regulations define substantial limitation of these activities to include being
"unable to perform a major life activity that the average person in the
general population can perform" or being "significantly
restricted" in the manner or duration in which the individual can perform
the life activity as compared to the average person. 29 C.F.R. § 1630.2(j)(1). Factors to be considered in
determining whether one is substantially limited in a major life activity
include: "(i) The nature and severity of the impairment; (ii) The duration
or expected duration of the impairment; and (iii) The permanent or long term impact,
or the expected permanent or long term
impact of or resulting from the impairment." 29 C.F.R. §
1630.2(j)(2).
Plaintiff makes no claim that he
suffers from difficulty breathing outside of his current work environment.
He states only that he has constantly been medicated since his diagnosis, that
he is under a doctor's care, and that he if he did not take his medication, he
could suffer life-threatening health problems. Am. Compl. PP 5, 8. Analysis of
a motion to dismiss may involve making reasonable factual inferences from a
complaint and construing those inferences in the light most favorable to the
Plaintiff. See, e.g., Santiago, 2001 WL 118628 at *6. A reasonable factual inference from this complaint
is that the Plaintiff is on asthma medication that prevents him from suffering
serious health problems. Further, Plaintiff indicates that a reassignment to a
better ventilated area of the detention center would be acceptable to him.
Am. Compl. P 10. Taken together, these inferences suggest that Plaintiff is not
uniformly restricted in his breathing, but encounters difficulty breathing only
in the area of the detention center to which he is currently assigned. Thus, Plaintiff does not demonstrate a
substantial limitation on his breathing ability in general. See Mayers,
131 F. Supp. 2d at 749 (finding plaintiff who experienced only temporary
difficulty in breathing due to extreme work conditions or seasonal changes was
not substantially limited in her ability to breathe).
Plaintiff also is taken as alleging that he is substantially limited in
the major life activity of working. Without deciding whether working is a major
life activity under the ADA, a question reserved by the Supreme Court in
Sutton, 527 U.S. at 492, I find the Plaintiff's claim insufficient. To prove he is substantially limited in
his ability to work, Plaintiff must show that he is unable to work in a broad
class of jobs, not just "one type of job, a specialized job, or a
particular job of choice." Id. at 492; see also Murphy v. United
Parcel Service, Inc., 527 U.S. 516, 525, 144 L. Ed. 2d 484, 119 S. Ct. 2133
(1999) (holding that being unable to perform only a particular job is
insufficient as a matter of law to prove a person is substantially limited in
the major life activity of working), Muller v. Costello, 187 F.3d 298, 313 (2d
Cir. 1999) (holding that correctional officer is a single job, not a class of
jobs). Plaintiff has failed to do this. Since his hiring in September 1998, he has continued to
work as a corrections officer for Baltimore County. He has not indicated that
his disability has precluded him from engaging in his particular job, much less
the job of corrections officer generally or a broader spectrum of jobs. He
pleads only that he finds his current work area "dirty, dry and
unventilated." Am. Compl. P 9. As the Fourth Circuit stated in
Rhoads, a plaintiff who shows only that he or she cannot function in one
particular work environment fails to make the requisite showing under the ADA
of being substantially limited in the ability to work. 257 F.3d at 388. I find
that Plaintiff here has not been substantially limited in the major life
activity of working.
Because Plaintiff has failed to
demonstrate that he has been substantially limited in a major life activity, he
is not considered disabled under the ADA and is not entitled to its protections
under 42 U.S.C. § 12102(2)(A).
C.
In
addition to the claim of actual disability discussed above, Plaintiff also may
be viewed as seeking protection under the provision of the ADA that protects individuals who are
"regarded as having . . . an impairment," 42 U.S.C. § 12102(2)(C),
whether or not they actually are disabled. Plaintiff refers to this provision
of the ADA in his opposition to this motion. Pl.'s Mot. in Opp'n at 4. Under
this provision, an individual may be protected by the ADA if "(1) a
covered entity mistakenly believes that a person has a physical impairment that
substantially limits one or more major life activities, or (2) a covered entity
mistakenly believes that an actual, nonlimiting impairment substantially limits
one or more major life activities." Sutton, 527 U.S. at 489.
The
inquiry under 42 U.S.C. § 12102(2)(C) is distinct from that under 42 U.S.C. §
12102(2)(A), discussed above. See id. In this part of the inquiry, the
plaintiff need not prove he or she is actually disabled. The inquiry under 42
U.S.C. § 12102(2)(C) does not, however, dispense with the need to demonstrate
that the employer, as the covered entity, believes that the employee suffers from
a substantial limitation on a major life activity and treats the employee
accordingly. See id. at 490-94.
As
discussed above, Plaintiff
has failed to indicate that he was substantially limited in any major life
activity, and he fails to allege any facts suggesting that his employer
perceives him as disabled or harbors misperceptions about his asthma. To
the contrary, Plaintiff alleges only that he has repeatedly discussed his
asthma with detention center officials and that they have declined to provide
him with a new assignment. Detention center officials appear to be treating
Plaintiff not as someone they believe to be limited in his ability to work, but
as someone capable of performing his job as currently constituted. It is not
enough to assert only that the employer was aware of the employee's disability.
Haulbrook v. Michelin North America, Inc., 252 F.3d 696, 703 (4th Cir. 2001);
see also Rhoads, 257 F.3d at 391 (affirming grant of summary judgment for
defendant where plaintiff proved only that her employers knew she suffered from
asthma and migraines, but doubted the severity of her condition). Thus,
Plaintiff also has failed to state a claim under 42 U.S.C. § 12102(2)(C) of the
ADA. For these reasons, Defendant's Motion to Dismiss is granted. A separate
order effecting [*571] the rulings made in this memorandum is attached.
Date: 9/18/01
/s/ J.
Frederick Motz
United
States District Judge
ORDER
For
the reasons stated in the accompanying memorandum, it is, this 18 day of
September 2001 ORDERED that the Defendant's Motion to Dismiss for failure to
state a claim is granted.
/s/ J.
Frederick Motz
United States District Judge
--------------
1. Plaintiff offers no
details regarding the EEOC determination, but asserts nonetheless that the
determination alone is reason to deny the present motion. Pl.'s Mot. in Opp'n
to Def.'s Mot. to Dismiss at 5. To the contrary, the district court's
examination of the matter is independent of the EEOC's. See Ihekwu v. City of
Durham, N.C., 129 F. Supp. 2d 870, 883 n.3 (M.D.N.C. 2000).
2. Plaintiff
originally named as defendant Major Dale McIntyre of the Baltimore County
Detention Center. After McIntyre filed a motion to dismiss on the ground that
he was not a proper defendant, Plaintiff amended his complaint to name the
Baltimore County Detention Center as defendant instead of McIntyre. The County,
in its motion to dismiss, noted that the appropriate legal entity under the
county charter for purposes of suit was Baltimore County, Maryland, and
responded in that capacity. Accordingly, the case is treated as one against
Baltimore County.
3. Other elements of
the prima facie case of failure to accommodate are that the employer had notice
of the disability, that with reasonable accommodation the employee could
perform the essential functions of the position, and that the employer refused
to make the requisite accommodations. Rhoads, 257 F.3d at 387 n. 11. As only
the issue of Plaintiff's disability is raised by the Defendant, and as that is
decisive to this motion, it is the only element of the test discussed in this
Memorandum.
4. The other component
of the definition of a "disability" under the ADA is that an
individual has a "record of . . . an impairment." 42 U.S.C. §
12102(2)(B). Plaintiff no where alludes to any record of his disability or
otherwise appears to base his claim upon this provision.
5. Plaintiff does not
indicate whether the attack occurred at work or exactly what triggered the
attack. Nor does he indicate what sort of medication he was taking at the time,
other than to say he has been "continuously" on medication since his
diagnosis. Am. Compl. P 5. For the purposes of this motion, it is assumed that
Plaintiff's asthma attack was caused by his work environment.