AELE LAW LIBRARY OF CASE SUMMARIES:
Corrections Law for
Jails, Prisons and Detention Facilities
Prisoner Restraint
A pregnant prisoner
brought to a hospital for labor, was kept shackled to the bed at all times,
except when medical personnel requested that the shackles be removed. A
federal appeals court ruled that the policy of shackling inmates while
they received medical treatment did not constitute deliberate indifference
to their medical needs, and the shackling policy was reasonably related
to legitimate penological interests. Nelson v. Correctional Medical Services,
No. 07-2481, 2008 U.S. App. Lexis 15270 (8th Cir.).
Placing a prisoner
in a four-point restraint and keeping him shackled to his bed in this manner
for four hours did not violate his substantive due process rights, and
doing this, as well as fastening the restraints without the presence of
the nurse were not an "atypical and significant hardship," but
an expected "adverse consequence" of his confinement when the
prisoner was accused of biting the prison guard at the time the restraints
were applied. Grinter v. Knight, No. 05-6755, 2008 U.S. App. Lexis 12919
(6th Cir.).
Summary judgment should not have been entered
against a prisoner on his excessive force claims since there were genuine
factual disputes as to whether officers used force against him, including
pepper spray, after he had begun to comply with their orders to him. Additionally,
he allegedly was not warned before the use of the pepper spray, was not
permitted to clean up after its use, and was then handcuffed to a bench
and denied bathroom breaks, food, and water during that restraint. Walker
v. Bowersox, No. 06-3118, 2008 U.S. App. Lexis 11507 (8th Cir.).
Prior to trying to get a court-ordered blood
sample from a detainee at a county jail, employees there placed him in
a three-point restraint, and a blanket was allegedly placed against his
head. The prisoner then allegedly stopped breathing and, while CPR was
attempted, he was subsequently pronounced dead at a hospital. Upholding
summary judgment for defendant correctional officers and county, as well
as the county sheriff, a federal appeals court noted that the detainee
had resisted arrest, was "aggressive" at the time of the incident,
and that it took several officers to restrain him. The officers were then
faced with the need to make a quick decision about how to control him,
and the court found that they did not apply excessive force in doing so.
Burkett v. Alachua County, No. 06-14777, 2007 U.S. App. Lexis 24172 (11th
Cir.).
Use of restraints on prisoner at county jail
after she stated that she was having suicidal thoughts and wanted to try
to make herself bleed to death did not shock the conscience or violate
her due process rights. Norris v. Engles, No. 06-3394, 2007 U.S. App. Lexis
18838 (8th Cir.).
California intermediate court issues order
setting aside juvenile court policy of having sheriff's department shackle
all minors during court prisoners without a case-by-case determination
of the need for such restraints. In making such a determination, factors
to be considered included the type of proceeding, courtroom or security
considerations, and the behavior and conduct of the juvenile. Tiffany A.
v. The Superior Court of Los Angeles County, No. B193134, 2007 Cal. App.
Lexis 783 (Cal. App. 2nd Dist.).
Prisoner stated viable claim for excessive
use of force by alleging that he was placed in hand restraints, and taken
to a holding cell after his attempt to enter the prison library caused
a metal detector to sound, and then that a guard repeatedly tightened the
restraints on his hands for approximately 20 minutes, followed by kicking
him to the ground. Viable claims were also asserted against other defendants
who allegedly either threatened the prisoner for his prior involvement
in litigation or else "stood by and watched" while other persons
threatened or assaulted him. Clark v. Argutto, No. 06-12350, 2007 U.S.
App. Lexis 6445 (11th Cir.).
Officers who placed prisoner in restraints
during suicide watch did not use excessive force or place him there with
the intent of harming him. Additionally, verbal insults by two officers
after his suicide attempt did not amount to cruel and unusual punishment.
Martinez v. Zadroga, No. 06-1410, 2007 U.S. App. Lexis 1769 (10th Cir.).
[N/R]
Prisoner's rights were not violated by placing
him in shackles and handcuffs while obtaining dental treatment when the
prison's routine security measures provided that prisoners were subject
to such restrains whenever they left their assigned areas. Samuel v. First
Correctional Medical, No. 05-037, 2006 U.S. Dist. Lexis 87247 (D.Del.).
[N/R]
In inmates' lawsuit claiming that,
while being transported, they were subjected for 10 to 15 hours in restraints
so tight that many of them were injured and were denied access to water,
defendant officers were entitled to qualified immunity, because the law
on the use of severely tight restrains and denial of water for an extended
period being constitutional violations was not "clearly established"
until two years after the incident in question, in the U.S. Supreme Court
case of Hope v. Pelzer, #01-309, 536 U.S. 730 (2002). Anderson-Bey v. District
of Columbia, No. 00-2000, 2006 U.S. Dist. Lexis 88891 (D.D.C.). [N/R]
Former pre-trial detainee asserted possibly
viable claims as to whether his rights were violated when he was placed
in four-point restraints, chained to a wall in a rubber room, and denied
hearings before being punished. Claims for injunctive relief were properly
rejected, however, when he was no longer confined at the jail where these
incidents took place. Hanks v. Prachar, No. 05-2410, 2006 U.S. App. Lexis
19821 (8th Cir.).[2006 JP Oct]
Michigan court finds that the cause of a
prisoner's death was his suicide, and not anything that city or county
personnel did, so that they were entitled to governmental immunity from
liability under state law. Cooper v. Washtenaw County, No. 262141, 713
N.W.2d 908 (Mich. App. 2006). [N/R]
The decision by a prison nurse to place a
prisoner in four-point restraint was not shown to be retaliation for his
prior lawsuits against other prison personnel, when there was no evidence
that the nurse even knew of those lawsuits, and she was not named as a
defendant in a lawsuit until after the incident. Ziemba v. Clark, No. 05-1613,
167 Fed. Appx. 831 (2nd Cir. 2006). [N/R]
Federal appeals court overturns order upholding
requirement that all pre-trial detainees be shackled while making their
first appearance in criminal cases before magistrate judges. Federal district
court, in issuing its order, provided no explanation or justification for
the policy based on past safety problems or existing circumstances. U.S.
v. Howard, No. 03-50524, 2005 U.S. App. Lexis 24527 (9th Cir.). [2006 JB
Jan]
Placement of leg irons on prisoner during
escorted medical trip did not violate prisoner's clearly established constitutional
rights. Prison officials used their best judgment in applying such restraints
to this prisoner during the transport, and the officers did not deliberately
inflict pain on the prisoner in the manner in which the restraints were
placed. Perez Olivo v. Gonzalez, No. CIV.01-1515, 384 F. Supp. 2d 536 (D.
Puerto Rico, 2005). [N/R]
U.S. Supreme Court rules that the use of
visible shackles, whether during the guilt phase of a criminal trial or
the penalty phase of a capital case, is a violation of constitutional due
process unless it is justified by specific findings concerning the need
for such restraint of the particular defendant based on "essential"
interests like courtroom security. Deck v. Missouri, No. 04-5293, 2005
U.S. Lexis 4180. [2005 JB Jul]
Correctional officer did not use excessive
force in using restraints to keep prisoner seated in wheelchair while escorting
him to optometrist when prisoner was repeatedly moving himself between
the wheelchair and another seat in the doctor's waiting room. Munera v.
Metro West Detention Center, No. 02-23612-CIV, 351 F. Supp. 2d 1353 (S.D.
Fla. 2004).[N/R]
Reasonable prison officials should have understood,
in 1998, that placing a mentally ill prisoner in four-point restraints
for twenty-two hours without food, water, or access to a bathroom, and
without the necessity for continued restraint, violated the Eighth Amendment,
so that defendants were not entitled to qualified immunity in the prisoner's
lawsuit alleging such conduct. Ziemba v. Armstrong, No. CIV.A.3-98-CV-2344,
343 F. Supp. 2d 173 (D. Conn. 2004). [N/R]
Federal judge sets aside jury verdict for
correctional officials, and rules, as a matter of law, that keeping a prisoner
in five-point restraints for almost forty-eight hours without periodic
review of whether continued restraint was justified violated due process
and constituted cruel and unusual punishment. Based on prisoner's conduct
during brief releases, continued restraint was unjustified after three
hours. Warden, while not personally involved in the incident, was liable
because he failed to take corrective action after reading reports of eight
prior similar incidents. Sadler v. S.K. Young, 325 F. Supp. 2d 689 (W.D.
Va. 2004). [2004 JB Nov]
Prisoner was properly awarded $1,500 in compensatory
damages for allegedly being left in restraint chair for long periods of
time, and $500 for alleged excessive use of force against him, but trial
court properly did not award punitive damages in light of fact that the
prisoner admitted disobeying orders, and that the facility had not developed
policies governing the use of the restraint chair. Guerra v. Drake, #03-3137,
371 F.3d 404 (8th Cir. 2004). [2004 JB Sep]
Prison official was entitled to qualified
immunity against prisoner's claim that he used excessive force against
him when handcuffing him, resulting in a lacerated wrist and injured thumb.
The prisoner admitted that he violated facility cuffing procedures by withdrawing
his uncuffed hand and disobeying the officer's orders, and defendant reasonably
believed that the plaintiff prisoner was trying to pull the cuffs into
his cell in order to possibly use them as a weapon. Avery v. Anderson,
No. 03-4213, 94 Fed. Appx. 735 (10th Cir. 2004). [N/R]
Prisoner was not entitled to damages for
use of back restraints after his disciplinary conviction. He failed to
show that their use was an "atypical and significant hardship in relation
to the ordinary incidents of prison life," and rash which he allegedly
suffered from the use of the restrains was not "serious harm"
as required to support a claim for deliberate indifference to a serious
medical need. Tasby v. Cain, #03-30334, 86 Fed. Appx. 745 (5th Cir. 2004).
[N/R]
Correctional officers did not violate inmate's
Eighth Amendment rights by restraining him for approximately 20 hours on
a stretcher. Prisoner had kicked a door and assaulted a correctional officer,
and after he was placed on a stretcher, the officers loosened his handcuffs
and allowed him "numerous" bathroom breaks, as well as food,
liquids, and medications. Action in feeding him a disciplinary diet of
"nutra-loaf" was also not an Eighth Amendment violation, despite
the prisoner's claim that he experienced adverse effects, including vomiting,
burning in his chest and throat, and frequent bowel movements. These effects
were not "serious medical conditions," and there was no order
or instruction from medical personnel to stop the "nutra-loaf"
diet. Myers v. Milbert, 281 F. Supp. 2d 859 (N.D.W.Va. 2003). [N/R]
County jail personnel's actions in
strapping a female detainee naked and spread-eagle to a restraining board
for three and a half hours and failing to cover her, allowing her to be
observed by male officers, violated her constitutional right to privacy,
but defendants were entitled to qualified immunity on federal civil rights
claim, as the right violated was not "clearly established" at
the time. State law award of $2,500 in damages for violation of privacy
is upheld. Hill v. McKinley, #01-2574, 311 F.3d 899 (8th Cir. 2002). [2003
JB Feb.]
U.S. Supreme Court holds that alleged use
of "hitching post" to restrain prisoner outside in hot weather
for seven hours without bathroom breaks and with only one or two water
breaks, if true, established an Eighth Amendment violation, for which defendant
prison officials were not entitled to qualified immunity defense at summary
judgment phase of proceedings. Hope v. Pelzer, #01-309, 122 S. Ct. 2508
(2002). [2002 JB Aug]
Pre-trial detainees were entitled to after-the-fact
procedural due process protections when they were required to be put in
additional restraints when being moved within or outside the jails. This
includes the right to a hearing, written decision, and timely review of
appeal from placement in special restraint status. Such restraint must
be imposed for a legitimate security purpose rather than an impermissible
purpose of punishment. Benjamin v. Fraser, #00-9093 & 00-9095, 264
F.3d 175 (2nd Cir. 2001). [N/R]
A prisoner's four-hour immobilization in
"four-point" restraints, by itself, did not constitute an atypical
and significant hardship sufficient to support a federal civil rights claim.
Laws v. Cleaver, 140 F. Supp. 2d 145 (D. Conn. 2001). [N/R]
Prisoner's claim
that he was restrained with 5-point restraint for 48 hours because of his
race and prior complaints about expressions of racism -- and that he was
shown a drawing of a person in a noose -- state a claim for denial of equal
protection. Use of restraints for such an extended time period could also
constitute excessive use of force. Davis v. Lester, 156 F. Supp. 2d 588
(W.D. Va. 2001). [2002 JB Jan]
295:107 Keeping
an inmate handcuffed to a hitching post in the sun for seven hours without
regular water or bathroom breaks constituted cruel and unusual punishment;
prison guards who did this, however, were entitled to qualified immunity
because the law on the subject was not clearly established in 1995. Hope
v. Pelzer, No. 00- 12150, 240 F.3d 975 (11th Cir. 2001).
295:106 Overly
tight application of handcuffs on a nonviolent detainee may be excessive
use of force, in the absence of any indication that detainee would resist
or attempt to flee. Kostrzewa v. City of Troy, #00-1037, 247 F.3d 633 (6th
Cir. 2001).
EDITOR'S NOTE:
See also: Soares v. Connecticut, 8 F.3d 917 (2nd Cir. 1993) (refusing to
hold that handcuffing is per se reasonable). In a different factual context,
where officers arrested a woman following her physical altercation with
her grown daughter, and the arrestee sued, claiming that her wrist was
allegedly swollen from being handcuffed, another federal appeals court
found that "handcuffing too tightly, without more, does not amount
to excessive force." Glenn v. City of Tyler, #00- 40133, 242 F.3d
307 (5th Cir. 2001). This case, in contrast to the one decided by the 6th
Circuit, did not involve a nonviolent offense.
[N/R] Whether
inmate was placed in a restraint chair to stop his disruptive behavior
or for purposes of punishment without procedural due process was a question
for the jury to decide, but placement of him in a restraint chair for eight
hours did not violate substantive due process under Eighth Amendment standards.
Judgment for defendants upheld on appeal. Fuentes v. Wagner, No. 99- 1062,
206 F.3d 335 (3rd Cir. 2000).
[N/R] Former
inmate claimed deprivations that were sufficiently atypical to implicate
a liberty interest, stating a claim for due process violations in disciplinary
proceedings, including placement in full restraints for nearly seven months
after disciplinary proceedings allegedly lacking due process protections,
and remaining naked in his cell for a number of days. Sims v. Artuz, #97-2674
, 230 F.3d 14 (2nd Cir. 2000)
286:147 County
sheriff was not entitled to qualified immunity from lawsuit by 52-year-old
prisoner with AIDS challenging an alleged policy of shackling all hospitalized
inmates hand and foot 24 hours a day despite also having an armed guard
stationed at their hospital room; lawsuit stated claims for denial of access
to the courts, denial of equal protection, and excessive bodily restraint
of a pretrial detainee. May v. Sheahan, #99-3140, 226 F.3d 876 (7th Cir.
2000).
277:7 Placing
prisoner in restraints for twenty-four hours after he threw water at correctional
officer did not constitute cruel and unusual punishment; prisoner had no
right to a hearing prior to being placed in restraints. Key v. McKinney,
#98-2749, 176 F.3d 1083 (8th Cir. 1999).
277:8 Prisoner
who slipped and fell down stairs while being escorted to a gymnasium in
full restraints did not state claim for cruel and unusual punishment. Pendergrass
v. Hodge, 53 F. Supp. 2d 838 (E.D. Va. 1999).
282:90 Use of
"L" shape method of restraint was not excessive force when used
on prisoner who posed a serious threat to herself and others and when other
lesser forms of restraint had proved ineffective; restraint itself caused
no physical harm and prison officials were careful to monitor the prisoner
while she was restrained in this manner. Campbell v. Sikes, #98-8265, 169
F.3d 1353 (11th Cir. 1999).
269:75 Jury
awards almost $13 million to family of schizophrenic man who died of asphyxiation
after being placed in restraints face down; trial judge also awards $343,953.70
in attorneys' fees, but rejects one plaintiff's attorney's request for
fees of $1,000 per hour. Swans v. City of Lansing, 1998 U.S. Dist. LEXIS
20043 (W.D. Mich. 1998).
274:153 Trial
court upholds settlement of prisoners' claim that chaining all prisoners
together on "chain gang" work detail put them in danger of injury;
court rules that use of "hitching post" on all prisoners who
refuse to work was cruel and unusual punishment; private settlement of
class action was not subject to limitations on injunctive relief set forth
in Prison Litigation Reform Act. Austin v. Hopper, 15 F.Supp.2d 1210 (M.D.
Ala. 1998).
[N/R] Allegation
that medical director allowed restraints and segregation for prisoner in
psychiatric hospital without specific approval from a medical doctor stated
a claim for violation of the Eighth Amendment protection against cruel
and unusual punishment; prisoner's right to such medical approval in these
circumstances was clearly established. Buckley v. Rogerson, No. 96-3108,
133 F.3d 1125 (8th Cir. 1998).
262:154 Prison
officials did not violate any clearly established rights of disruptive
prisoner who repeatedly threw urine at correctional officers when they
maced him and placed him in four-point restraints for twenty-eight hours.
Price v. Dixon, 961 F.Supp. 894 (E.D.N.C. 1997).
263:169 Trial
court, relying on new study, concludes that "positional asphyxia"
was not cause of arrestee's death, questions entire scientific basis for
"positional asphyxia." Price v. Co. of San Diego, 990 F.Supp.
1230 (S.D. Cal. 1998). » Editor's Note: The study relied on by the
trial court in the decision above has been published as JL Clausen, TC
Chan, T Neuman, & GM Vilke, "Restraint Position and Positional
Asphyxia" in Vol. 30 Annals of Emergency Medicine, p. 578-586 (Nov.
1997).
[N/R] Court
declines to dismiss claims against police chief and municipality based
on failure to train allegations after pretrial detainee placed in restraint
chair subsequently denied; court also refuses to grant qualified immunity
to individual defendants; focus of case is on the issue of dealing with
mentally disturbed individuals. Swans v. City of Lansing, 1997 U.S. Dist.
Lexis 17264 (W.D. Mich. Aug. 21, 1997).
[N/R] Court
upholds criminal conviction under 18 U.S.C. Sec. 241 of a correctional
officer for conspiracy to violate the civil rights of a pre-trial detainee
who was placed in a restraint chair, based not on the use of restraint
chair, but rather on alleged mistreatment of prisoner while he was in it,
including pouring boiling water on his groin. U.S. v. Crochiere, 129 F.3d
233 (1st Cir. 1997).
[N/R] Trial
court had to hold hearing to determine whether it was necessary to place
restraints on prisoner when he appeared to represent himself in court on
civil rights claim and should not simply defer to opinions of prison security
guards. Davidson v. Riley, 45 F.3d 625 (2nd Cir. 1995).
[N/R] Prisoner
did not need to show that disciplinary proceedings were terminated in his
favor in order to successfully bring federal civil rights lawsuit over
claim that he was disciplined in retaliation for exercising his right of
access to the courts. Woods v. Smith, 60 F.3d 1161 (5th Cir. 1995).
223:107 Federal
appeals court upholds summary judgment for correctional officer sued by
unruly prisoner he placed in restraints; officer did not make the decision
to place the prisoner in the restraints or to keep him in them for 73 hours;
further proceedings ordered on whether assistant warden approved of the
length of restraints and whether such restraint constituted a violation
of prisoner's liberty interests. Williams v. Vidor, 17 F.3d 857 (6th Cir.
1994).
[N/R] Handcuffing
prisoner from behind violated Eighth Amendment when inmate told officers
he suffered from a medical condition that precluded such restraint and
officer intentionally inflicted pain on inmate for a significant period
of time. Aldape v. Lambert, 34 F.3d 619 (8th Cir. 1994).
Lawsuit alleging
guard's negligence in use of leg irons and lockbar was properly dismissed
as frivolous; discomfort experienced by prisoner was minor and acts complained
of were common and necessary in prison environment. Thomas v. Texas Dept.
of Crim. Justice, 848 S.W.2d 797 (Tex. App. 1993).
Trial judge
in prisoner's suit alleging excessive force by correctional officers abused
his discretion in relying on "selfserving" opinions of fellow
correctional officers of the defendants as to what restraints of prisoner
were necessary when he appeared in court; hearing should have been held
to determine whether restraint of prisoner in leg irons and handcuffs in
court were required. Lemons v. Skidmore, 985 F.2d 354 (7th Cir. 1993).
Trial court
appropriately ordered inmate's prisoner/witnesses to be shackled when in
courtroom because of security concerns and risk of escape. Woods v. Thieret,
5 F.3d 244 (7th Cir. 1993).
Prison officials
were entitled to qualified immunity from prisoner's suit against the use
of a "black box" placed over his handcuffs to further restrain
him whenever he was moved outside of segregation unit. Knox v. McGinnis,
998 F.2d 1405 (7th Cir. 1993).
Pretrial detainee
kept in "three-way" chain restraints for a week following his
suicide attempt, and not permitted normal use of toilet, awarded $5,000
in compensatory and $2,000 in punitive damages. Jones v. Thompson, 818
F.Supp. 1263 (S.D. Ind. 1993).
Use of black
box restraint device over handcuffs while transporting prisoner to and
from hospital was not itself cruel and unusual punishment; officers who
had no discretion as to whether to use the restraint device could not be
held liable for prisoner's wrist injuries. Moody v. Proctor, 986 F.2d 239
(8th Cir. 1993).
Placing prisoner
in four-point restraints and gag for 28 hours to restore order following
disturbance was not cruel and unusual punishment. Williams v. Burton, 943
F.2d 1572 (11th Cir. 1991).