Holding: A police sniper’s conduct was objectively reasonable, and neither
the officer nor the city was liable for killing the deceased:
(1) The SWAT sniper heard the deceased threaten to shoot the police, observed him carrying a rifle, knew that he had previously shot at a car full of people, wounding two of them, and fellow officers radioed that he was yelling threats and shooting at them. The officer had probable cause to believe that the deceased posed an immediate danger.
(2) A
decision to wait for a light armored vehicle for safety reasons does not rise
to the level of conscious indifference, even if the delay may have contributed
to the death of the plaintiff's son. Long v. C&C of Honolulu (9th
Cir. 2007) affirming 378 F.Supp.2d 1241 (D. Haw. 2005).
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Cynthia Marie Long,
individually, and as Representative of the
Estate of Dustan Dominic Long,
Plaintiff-Appellant,
v.
City and County of Honolulu, et al.,
Defendants-Appellees.
No. 05-16567
2007 U.S. App. Lexis 29530
Argued and Submitted, Honolulu, Hawaii
November 5, 2007
December 21, 2007, Filed
Appeal from the
U.S. District Court for the District of Hawaii, No. CV-02-00271, 378 F.Supp.2d
1241 (D. Haw., 2005); affirmed. The District Court’s opinion follows the Ninth
Circuit’s decision.
Diarmuid F.
O’Scannlain, A. Wallace Tashima, and Milan D. Smith, Jr., Circuit Judges.
Milan D. Smith,
Jr., Circuit Judge:
Cynthia Long
(Ms. Long), mother of decedent Dustan Long (Long), appeals the grant of a
motion for summary judgment in favor of Defendants, City and County of
Honolulu, and police officer, Patrick Sterling. Ms. Long primarily contends that
Sterling used deadly force against her son in violation of his Fourth Amendment
rights and that the district court erred in granting Sterling qualified
immunity. Because we conclude that Sterling acted in an objectively reasonable
manner under the circumstances, we affirm the district court’s judgment. See
Long v. City & County of Honolulu, 378 F. Supp. 2d 1241 (D. Haw. 2005).
I. Factual
Background
On the night of June 3, 2001, Long invited people to a
party at his home. At approximately 2 a.m., an uninvited group arrived,
harassed another guest, and instigated a fight. In response, Long fired shots
from a .22 caliber rifle--once to demand that all of his guests leave
and again shortly thereafter in an attempt to stop several uninvited persons
from beating his friend, Chauncery Jarvis. As the uninvited group got into a
car to leave, Long fired several more shots in their direction, hitting two of
the passengers, who then called the police.
As the party
ended, Long and his friend, Kurt Umeno, carried Jarvis to the back of the house
by the Jacuzzi, where he lay until the police found and awakened him several
hours later.
The police arrived soon thereafter and were later
replaced by a SWAT team. The SWAT team manned the perimeter of the house. Long
and Umeno spoke several times over the phone. Umeno claims that Long was scared
that the police would shoot him and that he wanted to surrender. In any event,
the police told Long to surrender, but he did not, and initially barricaded
himself in the house.
Long was
agitated throughout the night and held a .22 caliber rifle as he walked
around the property. He shouted various threats at the police. For example, at
4:07 a.m., he told the police that they had ten seconds to get the “fuck out of
his yard” and started a countdown. The evidence suggests that he then fired a
shot toward the front of the house. He also threatened to shoot out the lights
the police were shining on the property.
Officers
Sterling and Dalbec were positioned as snipers on the roof of a house across
the street, some 220 feet away from where Long was located. Immediately before
Sterling fatally shot Long, Officers Marini and Cannella were positioned to the
side of the house, behind a large bamboo hedge. Long was walking back and forth
between a carport and a garage just on the other side of the hedge where
officers Marini and Cannella were located and was aware of the officers’
presence.
According to the CAD report, at 4:47 a.m., officers
Marini and Cannella reported that they jumped into a ditch for cover because
Long was shouting threats. n1 Officer Marini claims that he heard Long yell, “I
told you fuckers get the fuck back. Have some of this.” At 4:51 a.m. the
officers said over the radio, “Shots fired. He just shoot [sic] at us.”
Upon hearing this radio call, Sterling shot Long.
According to Sterling, he saw Long raise his rifle to about chest level and
fire one shot immediately prior to the radio call. The police, however, were
not able to recover a shell casing from this alleged shot, so we assume no shot
was actually fired. Sterling claims that he then lost sight of Long. Ms. Long’s
expert contends that Sterling could not have lost sight of Long.
The police waited for a light armored vehicle to arrive
before entering the property. The CAD report indicates that the police
attempted to contact Long by calling the house phone, were unsure where Long
was, and did not know whether it was safe to enter the premises. After the
police finally entered the property, Long was found dead at 6:23 a.m., with a
rifle located to the right of his body.
II.
Procedural Background
Ms. Long, in her individual capacity and as
representative of Long’s estate, commenced this action against Sterling and the
City and County of Honolulu. Ms. Long sought damages under 42 U.S.C. § 1983 for
use of excessive force against Long, the city’s failure to render medical aid,
and the municipality’s failure to train officers on the use of deadly force.
She also brought related state law claims.
Defendants moved for summary judgment, arguing that
Sterling was entitled to qualified immunity and that no evidence existed to
support municipal liability. The motion was denied without prejudice to allow
for more discovery. Defendants later renewed their motion. The district court
then granted the Defendants’ motion, holding that there was no constitutional
violation and no basis for municipal liability, and entered final judgment. Ms. Long timely appeals.
III.
Standard of Review and Jurisdiction
We review the
grant of a motion for summary judgment de novo. Blankenhorn v. City of Orange,
485 F.3d 463, 470 (9th Cir. 2007). The district court’s decision on qualified
immunity is also reviewed de novo. Id. Under this standard, the facts are
viewed in the light most favorable to the nonmoving party, and all reasonable
inferences are drawn in that party’s favor. Brosseau v. Haugen,
543 U.S. 194, 195 n.2, 197, 125 S. Ct. 596, 160 L. Ed. 2d 583 (2004);
Blankenhorn, 485 F.3d at 470. In a Fourth Amendment excessive force case,
“defendants can still win on summary judgment if the district court concludes,
after resolving all factual disputes in favor of the plaintiff, that the
officer’s use of force was objectively reasonable under the circumstances.”
Scott v. Henrich, 39 F.3d 912, 915 (9th Cir. 1994).
We have
jurisdiction under 28 U.S.C. § 1291.
IV.
Discussion
A. Qualified
Immunity
The defense of
qualified immunity “shields government officials performing discretionary
functions from liability for civil damages ‘insofar as their conduct does not
violate clearly established statutory or constitutional rights of which a
reasonable person would have known.’“ Scott, 39 F.3d at 914 (quoting Harlow
v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982)).
Where an
officer raises this defense, we undertake a two part analysis. First, we ask,
“Taken in the light most favorable to the party asserting the injury, do the
facts alleged show the officer’s conduct violated a constitutional right?” Saucier v. Katz,
533 U.S. 194, 201, 121 S. Ct. 2151, 150 L. Ed. 2d 272 (2001). If no violation
occurred on the alleged facts, this ends the inquiry. Id. “On the other hand,
if a violation could be made out on a favorable view of the parties’
submissions,” we then look to see whether the violated right was clearly
established. Id.
Claims of
excessive and deadly force are analyzed under the Fourth Amendment’s
reasonableness standard. Graham
v. Connor, 490 U.S. 386, 395, 109 S. Ct. 1865, 104 L. Ed. 2d 443 (1989); Tennessee v. Garner,
471 U.S. 1, 7, 105 S. Ct. 1694, 85 L. Ed. 2d 1 (1985). We must determine
whether this shooting was objectively reasonable in light of the facts and
circumstances confronting the officers “from the perspective of a reasonable
officer on the scene, rather than with the 20/20 vision of hindsight.” Graham,
490 U.S. at 396-97. The use of deadly force is “reasonable only if the officer
has probable cause to believe that the suspect poses a significant threat of
death or serious physical injury to the officer or others.” Scott, 39 F.3d at
914 (quoting Garner, 471 U.S. at 3). We must allow for “the fact that police
officers are often forced to make split-second judgments--in circumstances that
are tense, uncertain, and rapidly evolving about the amount of force that is
necessary in a particular situation.” Id. (quoting Graham, 490 U.S. at 396-97).
Factors to consider include “the severity of the crime at issue, whether the
suspect poses an immediate threat to the safety of the officers or others, and
whether he is actively resisting arrest or attempting to evade arrest by
flight.” Graham, 490 U.S. at 396.
We hold that Officer Sterling’s conduct meets the
objective reasonableness standard. Prior to taking the fatal shot, Sterling had
observed Long’s agitated behavior, heard him threaten to shoot the police,
observed him carrying a .22 caliber rifle, and knew that he had
previously shot at a car full of people and wounded two people therein earlier
that night. Under these circumstances, when fellow officers radioed that Long
was yelling threats at them and then radioed that Long was shooting at them,
Sterling had probable cause to believe that Long posed an immediate danger to
these officers. In the exigent circumstances of the night, Sterling acted in an
objectively reasonable manner.
We are mindful that we must be wary of self-serving
accounts by police officers when the only non-police eyewitness is dead. See Scott, 39 F.3d at 915. We note,
however, that here, unlike the situation in Scott, we have the benefit of
multiple eye witnesses and a CAD report that fairly accurately recorded the
SWAT team’s activities on the night of Long’s death.
Ms. Long’s
claims of factual error in the police accounts do not change our analysis. From
the perspective of a reasonable officer in Sterling’s position, it is
immaterial whether Marini and Cannella jumped into the ditch at 4:47 or 4:52
a.m. Though a closer question, whether Long actually fired his rifle at these
officers is also immaterial. It is enough that Sterling heard the radio
transmission and observed Long point the rifle in the officers’ direction.
Accordingly, we hold that Officer Sterling did not
violate Long’s Fourth Amendment rights and that he is entitled to qualified
immunity.
B. Municipal
Liability
Ms. Long
contends that the city is also liable because it failed to properly train the
officers on the use of deadly force, ratified Sterling’s unconstitutional
conduct, failed to properly supervise and control its officers, and failed to
render medical aid to Long.
If no constitutional violation occurred, the municipality
cannot be held liable and whether “the departmental regulations might have
authorized the use of constitutionally excessive force is quite beside the
point.” City of Los Angeles v.
Heller, 475 U.S. 796, 799, 106 S. Ct. 1571, 89 L. Ed. 2d 806 (1986)
(emphasis omitted).
We also reject the claim that the police officers were
inadequately trained on the use of deadly force. “Only where a municipality’s failure to train its
employees in a relevant respect evidences a ‘deliberate indifference’ to the
rights of its inhabitants can such a shortcoming be properly thought of as a
city ‘policy or custom’ that is actionable under § 1983.” City of Canton v. Harris,
489 U.S. 378, 389, 109 S. Ct. 1197, 103 L. Ed. 2d 412 (1989). If there was no
constitutional violation of Long’s rights, there is “no basis for finding the
officers inadequately trained.” Scott, 39 F.3d at 916.
Similarly, the city cannot be held liable for the failure
to render medical aid without evidence that the failure to render aid was
pursuant to a city policy or custom. City of Canton, 489 U.S. at 388-89 & n.8. Ms. Long claims
that the city is liable “because of its duty to render reasonable care to the
suspect it shoots.” The municipality, however, cannot be liable under a
respondeat superior theory. Monell v. Dep’t of Soc.
Servs, 436 U.S. 658, 691, 98 S. Ct. 2018, 56 L. Ed. 2d 611 (1978).
C. State Law
Claims
Ms. Long contends that the district court abused its
discretion by retaining jurisdiction over pendent state claims after the
original federal claims had been dismissed. The retention of jurisdiction was
proper. “[A] federal district
court with power to hear state law claims has discretion to keep, or decline to
keep, them under the conditions set out in [28 U.S.C.] § 1367(c) . . . .” n2
Acri v. Varian Assoc., Inc., 114 F.3d 999, 1000 (9th Cir. 1997) (en banc).
On appeal, Ms. Long’s state law claims are for the
intentional infliction of emotional distress, gross negligence, and negligent
training, supervision, and control. She also makes a request for punitive
damages. n3 We hold that these state law claims are meritless and were properly
dismissed. Accordingly, Ms. Long’s punitive damage claims also fail.
1)
Intentional Infliction of Emotional Distress
In Hawaii, the
elements of an action for intentional infliction of emotional distress are
adopted from the Restatement (Second) of Torts § 46 (1965) and are: 1) that the
conduct allegedly causing the harm was intentional or reckless, 2) that the
conduct was outrageous, and 3) that the conduct caused 4) extreme emotional
distress to another. Hac v. Univ. of Hawaii, 102 Haw. 92, 73 P.3d 46, 49 (Haw.
2003). The restatement defines outrageous as “so extreme in degree, as to go
beyond all possible bounds of decency, and to be regarded as atrocious, and
utterly intolerable in a civilized community.” Nagata v. Quest Diagnostics,
Inc., 303 F. Supp. 2d 1121, 1127 (D. Hawaii 2004) (quoting Restatement (Second)
of Torts § 46, cmt. d). Sterling’s behavior could not be outrageous because he
acted in an objectively reasonable manner. The district court properly
dismissed this claim.
2) Gross
Negligence
Gross
negligence is the “entire want of care which would raise a presumption of
conscious indifference to consequences.” Yoshizawa v. Hewitt, 52 F.2d 411, 413
(9th Cir. 1931) (construing Hawaii territorial law). Without further
explanation, Ms. Long points to three things as evidence of gross negligence:
1) failure to render medical aid, 2) the estimated six shootings per year that
occurred under the deadly force policy in effect at the time of Long’s
shooting, and 3) the Chief’s ratification of Sterling’s conduct without
inquiring further into some inconsistencies in the evidence.
The district court did not err in finding no evidence of
gross negligence. The police force’s decision to wait for a light armored
vehicle for safety reasons does not rise to the level of conscious
indifference, even if the delay may have contributed to Long’s death. Moreover,
there is no evidence in the record that the deadly force policy and the Chief’s
investigation were inadequate and contributed to Long’s death.
3) Negligent
Training, Supervision, and Control
Because there is
no evidentiary basis to conclude that the city was grossly negligent in its
training of its police officers, the claim of negligent training, supervision,
and control necessarily fails.
The judgment of
the district court is AFFIRMED.
Notes:
1. A CAD report
is a stenographic record created by a radio dispatcher whose duty it is to type
everything heard over the radio frequency, which also marks the time of the
statements fairly accurately.
Contrary to the
CAD report, Marini and Cannella testified that they jumped into the ditch as
Long was shooting at them at 4:52 a.m., creating a discrepancy of four minutes
between the CAD report and their testimony. This discrepancy is not material
for the purposes of determining whether it was objectively reasonable for
Officer Sterling to shoot Long.
2. 28 U.S.C. §
1367(c) states:
The district
court may decline to exercise supplemental jurisdiction over a claim ... if --
(1) the claim raises a novel or complex issue
of State law,
(2) the claim substantially predominates over
the claim or claims over which the district court has original jurisdiction,
(3) the district court has dismissed all
claims over which it has original jurisdiction, or
(4) in exceptional circumstances, there are
other compelling reasons for declining jurisdiction.
3. Ms. Long
also pleaded wrongful death and negligent infliction of emotional distress at
the district court level. Since she did not argue these claims on appeal, we do
not address them here. We also do not address the defense of qualified
privilege available under Hawaii state law because Defendants failed to raise
the issue. See Towse v. Hawaii, 64 Haw. 624, 647 P.2d 696, 702 (1982).
UNITED
STATES DISTRICT COURT
FOR
THE DISTRICT OF HAWAII
Cynthia Marie Long,
individually, and as Representative of the
Estate of Dustan Dominic Long,
Plaintiff-Appellant,
v.
City and County of Honolulu, et al.,
Defendants-Appellees.
Civ.
No. 02-00271 SPK/KSC
378
F.Supp.2d 1241
2005
U.S. Dist. Lexis 19539
July
11, 2005, Decided
Affirmed by Long v. City & County of Honolulu, 2007 U.S. App. Lexis 29530 (9th Cir. 2007).
Samuel P. King
United States District
Judge.
[*1242]
ORDER
GRANTING DEFENDANTS’
REVISED
MOTION FOR SUMMARY JUDGMENT
INTRODUCTION
Defendants Officer Patrick A. Sterling and the City and County of
Honolulu renew their motion for summary judgment under Rule 56 of the Federal
Rules of Civil Procedure, primarily asserting there are no material questions
of fact as to (1) qualified immunity for Officer Sterling, and (2) “deliberate
indifference” on the “Monell claim” for municipal liability against the City.
Common law claims are also addressed, although disposition of the state law
claims follows from the rulings on the federal claims.
On January 3, 2003, the Court denied without prejudice a similar
motion brought by Defendants. Discovery was not complete then and Plaintiff
requested time for additional discovery under Fed. R. Civ. P. 56(f). The Court
denied the Defendants’ motion without prejudice to Defendants renewing it after
completion of discovery. Meanwhile, Officer Sterling served a year in Iraq as a
reservist soldier recalled to active duty and the case was stayed pursuant to
50 U.S.C. App § 521 from April 2003 until early-2004. n1 Discovery is now
complete and Defendants have renewed their motion for summary judgment. The
[*1243] motion was argued on June 23, 2005, with James Kawashima appearing for
Defendants and Jack Schweigert appearing for Plaintiff.
DISCUSSION
Given the prior proceedings, the Court begins where it left off
when the previous motion was denied. The Court will not repeat all the
background here. Important facts are repeated where appropriate, but otherwise
the January 3, 2003, order is incorporated by reference and the Court presumes
familiarity with the issues as analyzed previously.
1. Qualified Immunity
In applying the test for allowable use of deadly force as set
forth in Tennessee v. Garner, 471 U.S. 1, 11, 85 L. Ed. 2d 1, 105 S. Ct. 1694
(1985) and Graham v. Connor, 490 U.S. 386, 396, 104 L. Ed. 2d 443, 109 S. Ct.
1865 (1989), the primary issue of fact identified during the prior proceedings
was whether Officer Sterling had probable cause to believe that Dustan Long
posed a “threat of serious physical harm, either to [himself] or others,” to
justify the use of deadly force when considering objectively the situation he
confronted when he shot Long in June of 2001. n2 Much was made of whether Long
actually fired a shot at other officers immediately before Officer Sterling
shot Long. The January 2003 order indicated that:
. . . Long
might indeed have presented a real and immediate threat to the safety of
officers when Sterling shot him. Long had shot others earlier and he was armed.
Nevertheless, the record is not clear as to exactly what occurred, especially
as to whether Long had actually fired at the police. If Long had not fired at
officers, perhaps, depending upon the circumstances, he did not pose an
“immediate” threat. Although qualified immunity should be decided early in a
proceeding, the record is sufficiently vague at present so as to allow
Plaintiff[] the opportunity for further discovery. [January 2, 2003, Order
at 8].
Reviewing the record construed in favor of Plaintiff as is
required at a summary judgment stage of the proceedings, there is still a
question of fact as to whether Long actually fired a shot at officers
immediately before Sterling shot him. Much of the evidence indicates that Long
did in fact fire at Officers Marini or Canella. But no corresponding bullet or
casing from Long’s 22 rifle was found. n3 Several witnesses say they didn’t
hear a shot fired at around 04:52 hours (other than the fatal shot by Sterling
around 04:52 hours) or can’t recall hearing a shot preceding Sterling’s shot.
On the other hand, several witnesses (Officers Sterling, Dalbec, Kaholokula,
Vargas, Fuata, Marini and others) testified that Long fired just before
Sterling fired, and that they heard the shot. This testimony is supported by
the “CAD” printout of contemporaneous radio transmissions, [*1244] as verified
by dispatcher Battease, which indicates shots fired at 04:51:33 (“shots fired.,
he just shoot at us”).
The dispute of fact, however, does not resolve matters for this
motion. Rather, the question here for purposes of qualified immunity is whether
that dispute is “material.” That is, even assuming Long did not shoot, the
Court is still obligated to consider whether, from the other undisputed facts,
Sterling is nonetheless entitled to qualified immunity. As set forth in the
previous order, under the Supreme Court’s test for qualified immunity
articulated in Saucier v. Katz, 533 U.S. 194, 201, 150 L. Ed. 2d 272, 121 S.
Ct. 2151 (2001), courts must first consider whether “taken in the light most
favorable to the party asserting the injury, do the facts . . . show the
officer’s conduct violated a constitutional right?” If the answer is no, there
is qualified immunity. If the answer is yes, the court then asks whether the
right was “clearly established.” Id. at 201-02.
Again, “[a] police officer may reasonably use deadly force where
he ‘has probable cause to believe that the suspect poses a threat of serious
physical harm, either to the officer or to others.’“ Billington v. Smith, 292
F.3d 1177, 1184 (9th Cir. 2002) (quoting Garner, 471 U.S. at 11). The Court
should consider “the totality of the facts and circumstances in the particular
case including ‘the severity of the crime at issue, whether the suspect poses
an immediate threat to the safety of the officer or others, and whether he is
actively resisting arrest or attempting to evade arrest by flight.’“ Blanford
v. Sacramento County, 406 F.3d 1110, 1115 (9th Cir. 2005) (quoting Graham, 490
U.S. at 396).
The reasonableness inquiry is objective, without regard to the
officer’s good or bad motivations or intentions. Id. The court judges
reasonableness “from the perspective of a reasonable officer on the scene,
rather than with the 20/20 vision of hindsight” and allowing “for the fact that
police officers are often forced to make split-second judgments--in
circumstances that are tense, uncertain, and rapidly evolving--about the amount
of force that is necessary in a particular situation.” Id.
Even if Long did not fire immediately before Sterling fired, the
following facts are uncontested or cannot reasonably be disputed:
1) Long had already shot twice at people (or at their car as it
drove away). Although Plaintiff argues that Long did not actually know whether he
hit anyone (he did of course hit two people who went to the hospital and called
911), it cannot reasonably be disputed that Long knew he had fired at them.
2) Long was barricaded in his residence, surrounded by police. He
was certainly armed (he was seen several times walking outside with a rifle and
one was found next to or under him after he was shot). He did not surrender,
although there might be some question whether he wanted to or attempted to
surrender. Despite Plaintiff’s argument to the contrary, it cannot reasonably
be disputed that Long was in fact armed. Even assuming Kurt Umeno “hid” the
rifle earlier -- after Long had fired at around 02:00 hours -- Long must have
then “found” it because there is undisputed testimony from multiple witnesses
that Long was seen carrying a rifle from before 04:07 (when he fired at
something in the “front” or kitchen area of the house) and when he was shot at
04:52 hours.
3) Long was agitated. He told police to turn off the spotlight or
lights shining on the house, or he would shoot. [Marini Affidavit at 3 (“Long
went on to say he had firearms and would use them”); Yamada Affidavit at 2-3;
Edayan Decl. at 2 [*1245] (“Dusten said he was going to shoot some cops”); Sterling
Affidavit at 2-3]. Even Umeno says that Long told him “police were coming
in the front window and he could see them in other places on his property.” [Umeno
Decl. at P 16]. Umeno heard Long yell at police that they had 10 seconds
“to get the ‘F’ out of his yard.” [Id.]. He heard Long “do a count-down,
shouting to the officers to get off his property.” [Id.]. Umeno’s
declaration is consistent with testimony of Marini that Long yelled at them “I
told you f***ers to get the f**k back . . . Have some of this.” [Marini
affidavit, P 23; CAD timeline about 04:47:41 (“He was clg [calling] threats
.. we had to jump in the ditch”)]. Umeno’s declaration is also consistent with
other testimony that Long threatened to shoot police (“bring it on, let’s see
it”) if the spot lights were not turned off. [Sterling Affidavit at PP 14-16].
4) Officers Marini and Cannella were on the perimeter in a ditch.
(There is some discrepancy as to when exactly they jumped into the ditch.)
Sterling and Dalbec were positioned across the street as “counter snipers”
viewing Long through scopes. Sterling was hearing the radio transmissions
between police. [Sterling Affidavit at 2-3]. Before Officer Sterling
fired at Long, Officer Marini radioed “he’s shooting at us.” [E.g., Marini
Affidavit at 4; Yamada Affidavit at 3; Ben-Rajab Depo. at 52]. This is also
confirmed by the CAD stenographic record of radio transmissions at 04:51:33
hours. Sterling heard this. [Sterling Affidavit at 4]. Sterling then
shot at Long. (Sterling says it was immediately after or nearly simultaneously with
the transmission.) The CAD stenographic record indicates at 04:52:18 “sniper
shot taken.” Although dispatcher Battease indicates there might have been some
delay with the inputting of the text, there is no dispute that Long was shot
right about 04:52 hours.
Given these
undisputed facts, the Court finds as a matter of law that Officer Sterling is
entitled to qualified immunity. Considering all of the circumstances and
viewing the disputed facts in favor of Plaintiff, the Court readily concludes
that Officer Sterling had probable cause to believe that Long was an
“immediate” threat of serious physical harm to other officers located on the
perimeter next to Long. See, e.g., Blanford, 406 F.3d at 1116 (finding
qualified immunity where deadly force was used to stop suspect appearing to
threaten others with a sword); Billington, 292 F.3d at 1184-85 (finding
qualified immunity where deadly force was used despite question of fact
whether, at the moment of the shooting, the suspect and officer were grappling over
a gun, because the factual dispute was immaterial). Long had fired before, he
said he was going to fire, Marini transmitted that Long was shooting at them,
and Sterling saw and heard this. It was objectively reasonable under these
undisputed facts for Sterling to believe that a shot was needed.
This belief would be so even if, construing disputes in favor of
Plaintiff, Long did not actually fire immediately before he was shot. From
Sterling’s perspective (and, again, without the benefit of 20/20 hindsight as
cautioned in Graham, 490 U.S. at 393), the amount of force was reasonable.
Indeed, Sterling was entitled to have made a mistake -- even a tragic mistake
-- in his perception. n4 See, [*1246] e.g., Saucier, 533 U.S. at 206 (“Officers
can have reasonable, but mistaken, beliefs as to the facts establishing the
existence of probable cause or exigent circumstances, for example, and in those
situations courts will not hold that they have violated the Constitution”);
Blanford, 406 F.3d at 1116 (affirming grant of qualified immunity where
mistaken use of deadly force was nevertheless objectively reasonable);
Billington, 292 F.3d at 1184 (“an officer might be reasonably mistaken as to
the facts justifying his actions . . . so that an officer could use objectively
excessive force without clearly violating the constitution”).
The Court has given much thought to Plaintiff’s argument that we
must be especially careful in deadly force cases where the best witness (i.e.,
the victim) to contradict the officer is actually killed rather than merely
injured. See Scott v. Henrich, 39 F.3d 912, 915 (9th Cir. 1994) (“Deadly force
cases pose a particularly difficult problem under this regime because the
officer defendant is often the only surviving eyewitness .... The judge must
carefully examine all the evidence in the record, such as medical reports,
contemporaneous statements by the officer and the available physical evidence,
as well as any expert testimony proffered by the plaintiff, to determine
whether the officer’s story is internally consistent and consistent with other
known facts”). But, unlike the situation described in Scott, here there is much
evidence and many other witnesses to determine whether an officer’s conduct was
objectively reasonable. See Billington, 292 F.3d 1181-82 (distinguishing Scott
because there were several other witnesses). In any event, the Court has
carefully considered all the evidence in the record as Scott instructs and
concludes that there was no constitutional violation.
2. Municipal Liability
The Court also grants Defendants’ motion as to claims against the
City and County of Honolulu. If there is no constitutional violation, there can
be no municipal liability. See City of Los Angeles v. Heller, 475 U.S. 796,
799, 89 L. Ed. 2d 806, 106 S. Ct. 1571 (1986) (“If a person has suffered no
constitutional injury at the hands of the individual police officer, the fact
that the departmental regulations might have authorized the use of
constitutionally excessive force is quite beside the point.”) (emphasis in
original); Fairley v. Luman, 281 F.3d 913, 916 (9th Cir. 2002) (“Exoneration of
[the officer] of the charge of excessive force precludes municipal liability
for the alleged unconstitutional use of such force”).
In any event, to find municipal liability under Monell v. New York
City Dep’t of Soc. Servs., 436 U.S. 658, 56 L. Ed. 2d 611, 98 S. Ct. 2018
(1978) , for civil rights violations under 42 U.S.C. § 1983, Plaintiff must
prove “that the defendants have customs or policies which amount to deliberate
indifference to their constitutional rights and that these policies are the
moving force behind the constitutional violations.” Oviatt v. Pearce, 954 F.2d
1470, 1474 (quoting City of Canton v. Harris, 489 U.S. 378, 389-91, 103 L. Ed.
2d 412, 109 S. Ct. 1197 (1989)) (internal quotation and editorial marks
omitted).
That is, under City of Canton, plaintiffs must prove that the
official policy was “deliberately indifferent” to their constitutional rights.
“This occurs when the need for more or different action ‘is so obvious, and the
inadequacy [of the current procedure] so likely to result in the violation of
constitutional rights, that the policymakers ... can reasonably be said to have
been deliberately indifferent to the need.” 489 U.S. at 390.
[*1247]
Plaintiff bases municipal liability primarily on a failure to
train or discipline theory. The Court assumes as true for purposes of this
motion that Officer Sterling had two prior excessive force complaints lodged against
him in the late-1990’s that resulted in a letter or letters of reprimand. Those
complaints were based upon alleged striking persons who were being arrested.
Those prior complaints or incidents do not establish “deliberate
indifference” regarding a failure to train or discipline. The situations did
not involve improper use of firearms. They did not involve the use of deadly
force. They resulted in a form of discipline in a letter of reprimand (i.e.,
the police department did not condone the excessive use of force). They do not
indicate “deliberate indifference” on the part of the Honolulu Police
Department See, e.g., City of
Oklahoma City v. Tuttle, 471 U.S. 808, 824, 85 L. Ed. 2d 791, 105 S. Ct.
2427 (1985) (indicating that municipal liability based upon alleged inadequate
training could not be derived from a single incident of misconduct by a
non-policy-making employee). To hold the City liable for retaining Sterling
under this record would mean that the City would have to fire every officer who
ever used any amount of unnecessary force.
As for a failure to train, the undisputed evidence is that the
police department has an extensive training program that includes instruction
in use of deadly force. [See, e.g., Affidavit of Tamashiro]. Plaintiff points
out that the Honolulu Police Department’s written policy explaining “deadly
force” changed (or at least the wording changed) from 2000 to 2002. Prior to
the shooting of Long, the policy explained that “deadly force shall be used
only when an officer reasonably believes that it is necessary.” [Doc.
A00047, attached to Deposition of Donohue]. Sometime after the shooting,
the policy was changed to read “deadly force may be used only when an officer
reasonably believes that the use of force is necessary to defend his or her own
life or that of another person in immediate danger of death or serious bodily
injury.” [Exhibit to Donohue deposition].
The prior policy statement is not incorrect. n5 Perhaps it could
have been more detailed to mirror the factors in Graham, as does the 2002
statement. n6 But even so, [*1248] it does not mean that the City failed to
train in the use of deadly force such that the policy was “deliberately
indifferent” to the rights of citizens. The evidence indicates that officers knew
the proper standard. [E.g., compare Dalbec depo. at 19 (“If a person is
a threat to someone else or myself to cause them serious [bodily] injury or
death”) with the legal standard from Garner (“[a] police officer may reasonably
use deadly force where he has probable cause to believe that the suspect poses
a threat of serious physical harm, either to the officer or to others”).
Moreover, Plaintiff has failed to establish a question of fact as to the
necessary causal-connection between any assumed deficiency and Plaintiff’s
constitutional injury (if there were one). See City of Canton, 489 U.S. at
390-91 (requiring proof that the identified deficiency in training was the
actual cause of the injury and commenting that “adequately trained officers
occasionally make mistakes; the fact that they do says little about the
training program or the legal basis for holding the city liable”).
Next, there is insufficient evidence that, after the shooting, the
City should be held liable for failing to aid Long, improperly delaying medical
attention, or somehow allowing him to “bleed to death.” The objective (and
subjective) evidence indicates clearly that police did not know the particulars
of the threat after Long was shot. From the police’s perspective, Long could have
been only injured and still armed and capable of “shooting some cops” as he
said he would. As far as police knew, there could have been others who were
armed (and there was at least one other person at the residence). [E.g.,
Deposition of Burns, at 44-46]. It was prudent for police to wait for the
national guard vehicle to enter the premises. There can be no due process-type
violation here. n7
Finally, Plaintiff asserts that the City “ratified” Officer
Sterling’s actions by failing to discipline him (or otherwise having a
defective internal affairs investigation policy) in this particular case. This
theory fails for lack of causation. Even if the after-the-fact internal
investigation here was somehow a “coverup” (and there is no such evidence), it
would not have prevented the shooting of Long. See Haugen v. Brosseau, 351 F.3d
372, 393 (9th Cir. 2003) (“[Plaintiff] cannot, of course, argue that the
municipality’s later action (or inaction) caused the earlier shooting”), re’vd
on other grounds, 543 U.S. 194, 160 L. Ed. 2d 583, 125 S. Ct. 596 (2004). In
Haugen, the Ninth Circuit also rejected the type of “ratification” theory
espoused by Plaintiffs here. Id. (“the plaintiff must show that the triggering
decision was the product of a ‘conscious affirmative choice’ to ratify the
conduct in question. ... there are no facts ... that suggest that the single
failure to discipline .... rises to the level of such a ratification.”)
(citation omitted).
Even assuming, as Plaintiff emphasizes, that the internal investigation
did not focus on a missing casing or on prior complaints of excessive force
against Sterling, this is not evidence that the City itself ratified the
shooting of Long. See, e.g., Kanae v. Hodson, 294 F. Supp. 2d 1179, 1190 (D.
Haw. 2003) (“liability does not necessarily arise [*1249] based only on a
failure to reprimand. Something more than the failure to reprimand is needed to
survive a motion for summary judgment”). As the Court reasoned in Kanae:
the law
does not say that every failure to discipline an officer who has shot someone
is evidence of a ‘whitewash’ policy or some other policy of ‘sham’
investigations. The law does not say that, whenever an investigative group
accepts an officer’s version over a victim’s differing version, this acceptance
establishes a policy for which a municipality may be held liable under § 1983.
Id. at 1191. The Court
finds no basis for a ratification theory of municipal liability here.
3. Common Law Claims
Plaintiff also alleged state law claims for infliction of emotional distress and punitive damages that are essentially dependent upon the federal claims. If the federal claims fail then Plaintiff cannot prove intentional infliction of emotional distress or malice for purposes of punitive damages. There is no evidence of negligence for purposes of a negligent infliction of emotional distress claim. Moreover, municipalities are immune from punitive damages in the circumstances of this case. Lauer v. YMCA, 57 Haw. 390, 557 P.2d 1334, 1342 (Haw. 1976) (“Public policy dictates the conclusion that the City, as a municipal corporation, should not be held liable for punitive damages”); City of Newport v. Fact Concerts, 453 U.S. 247, 271, 69 L. Ed. 2d 616, 101 S. Ct. 2748 (1981) (A local government unit is immune from punitive damages under § 1983). The state law claims are dismissed.
CONCLUSION
(1) Officer Patrick Sterling is entitled to qualified
immunity.
(2) Because there was no constitutional violation, the
City likewise cannot be liable under 42 U.S.C. § 1983. Even if there were a
violation, there is no “deliberate indifference” for purposes of municipal
liability.
(3) For similar reasons, the state law claims fail as
well.
Accordingly, the Court GRANTS Defendants’ Revised Motion for summary
Judgment, filed on May 11, 2005.
It is so ordered.
July 11th, 2005.
Samuel P. King
United States District Judge
Notes:
1. The Court was informed
by the parties at oral argument that Officer Sterling is currently serving
another term in Iraq. The July 2005 trial date was vacated pending disposition
of this motion.
2. See, e.g., Brosseau v. Haugen,
543 U.S. 194, 160 L. Ed. 2d 583, 125 S. Ct. 596, 598 (2004) (reiterating that
use of deadly force is not constitutionally unreasonable “where the officer has
probable cause to believe that the suspect poses a threat of serious physical
harm, either to the officer or to others”) (quoting Garner, 471 U.S. at 11).
3. At least three casings
were found. [Shinsato Depo. at 26; Murakami Depo. at 16 (indicating five
casings)]. Two were by the front gate, possibly from the shots fired
earlier in the morning at the car. [Murakami Depo. at 16]. Another shell
was found in the front of the residence, near the kitchen, consistent with a
shot being fired 45 minutes earlier at about 0407 hours. [Id.]. Others
might have been from shots fired to break up the party earlier. In any event,
nothing was found near where it should have been if Long had shot at Marini or
Canella, who were on the perimeter of the premises, probably in a ditch.
4. This is not to suggest
that the shooting was not necessary. We cannot know that. Even assuming Long
had not fired immediately before Sterling fired -- given what was indisputably
occurring -- Long might have shot immediately thereafter. But, again, under
Garner the test here is whether Sterling had “probable cause to believe that
the suspect poses a threat of serious physical harm, either to the officer or
to others.”
5. In its entirety it
provided:
Deadly
force is force used with the intent of causing, or which the actor knows will
create a substantial risk of causing, death or serious bodily injury. It does
not include force that is not likely to cause death or serious injury, but
which unexpectedly results in such. Deadly force shall be used only when an
officer reasonably believes that it is necessary.
The U.S. Supreme Court has ruled that the use of deadly force is a
seizure subject to the “reasonableness” requirement of the Fourth Amendment. Even
where an officer has probable cause to arrest a subject, it may be unreasonable
to do so using deadly force. [Donohue Depo. Exh. A-00047].
6. The December 18, 2002,
statement provides:
Deadly force is force used with the intent of causing, or which the actor knows will create a substantial risk of causing, death or serious bodily injury. It does not include force that is not likely to cause death or serious injury, but which unexpectedly results in such. Deadly force may be used only when an officer reasonably believes that the use of such force is necessary to defend his or her own life or that of another person in immediate danger of death or serious bodily injury.
The U.S. Supreme Court has ruled that the use of deadly force is a
seizure subject to the “reasonableness” requirement of the Fourth Amendment.
Even where an officer has probable cause to arrest a subject, it may be
unreasonable to do so using deadly force. [Donohue Depo. Exh. following
A-00047].
7. As Plaintiff
acknowledged at oral argument, there can be no Eighth Amendment claim here for
the alleged failure to aid. Eighth Amendment claims would be restricted to
prisoners after conviction. See generally Gibson v. County of Washoe, 290 F.3d
1175, 1187 (9th Cir. 2002) (“Because [plaintiff] had not been convicted of a
crime . . . his rights derive from the due process clause rather than the
Eighth Amendment’s protection against cruel and unusual punishment”) (citations
omitted).